46 senior compliance specialist jobs found

About this Role: Wells Fargo is seeking a Senior Compliance Specialist. The role will assist the current team of Compliance Officers, covering Enterprise Functions operating on the international platform. The Specialist's key responsibilities will be to support the broader Enterprise Functions Compliance team and their involvement in Compliance programs, in place to assist in the adherence to in scope regulation and manage the associated regulatory risks. The Specialist will be tasked to assist with internal Compliance risk management strategies, policies & procedure ownership as well as engaging with other central Compliance teams to partner and support Compliance programs. Within the role, the Specialist will undertake operational tasks and processes relating to Risk Assessments, Regulatory Change management, Management Information creation and reporting, the teams task tracking, drafting, coordinating and maintaining Monitoring activities, as well as the timely execution...

About this Role: Wells Fargo is seeking a Senior Compliance Specialist. The role will assist the current team of Advisory compliance officers, covering a number of asset classes, including Equities, FX, Rates, Credit and SPG within the International Business. The Specialist's key responsibilities will be to support the Business Aligned Compliance Officers (BACO) and their involvement in Compliance programs, in place to assist in the adherence to in scope regulation and manage the associated regulatory risks. The Specialist will be tasked to assist with internal Compliance risk management strategies, policies & procedure ownership as well as engaging with other central Compliance teams to partner and support Compliance programs. Within the role, the Specialist will undertake operational tasks and processes relating to Risk Assessments, Regulatory Change management, Management Information creation and reporting, BACO task tracking, drafting, coordinating and maintaining...

About this Role: Wells Fargo is seeking a Senior Compliance Specialist. The role will assist the current team of Advisory compliance officers, covering a number of asset classes, including Capital Markets, M&A, Commercial Real Estate within the International Business. The Specialist's key responsibilities will be to support the Business Aligned Compliance Officers (BACO) and their involvement in Compliance programs, in place to assist in the adherence to in scope regulation and manage the associated regulatory risks. The Specialist will be tasked to assist with internal Compliance risk management strategies, policies & procedure ownership as well as engaging with other central Compliance teams to partner and support Compliance programs. Within the role, the Specialist will undertake operational tasks and processes relating to Risk Assessments, Regulatory Change management, Management Information creation and reporting, BACO task tracking, drafting, coordinating and...

End Date Wednesday 26 March 2025 Salary Range £80,206 - £94,360 We support flexible working – click here for more information on flexible working options Flexible Working Options Hybrid Working, Job Share Job Description Summary . Job Description JOB TITLE: Senior Manager, Digital & Distribution Compliance, Customer & Product Specialist, CCOR Salary: £83,411 - £98,130  HOURS: Full time LOCATION(S): Edinburgh, Leeds, Halifax, Cardiff, Birmingham and Bristol WORKING PATTERN: Our work style is hybrid, which involves spending two days per week, or   40% of our time at one of our Risk Hubs About this opportunity: We’re on an exciting journey and there couldn’t be a better time to join us. We’re putting in place a fresh operating model for non-financial risk management across the Group, empowering our people to take end-to-end accountability for managing the risks that they face! This means we’re changing how we do...

Location(s): One Canada Square, Canary Wharf, London, E14 5FA, GB Line Of Business: Predictive Analytics OU(EAAS OU) Job Category: Sales & Marketing Experience Level: Experienced Hire At Moody's, we unite the brightest minds to turn today’s risks into tomorrow’s opportunities. We do this by striving to create an inclusive environment where everyone feels welcome to be who they are-with the freedom to exchange ideas, think innovatively, and listen to each other and customers in meaningful ways.  If you are excited about this opportunity but do not meet every single requirement, please apply! You still may be a great fit for this role or other open roles. We are seeking candidates who model our values: invest in every relationship, lead with curiosity, champion diverse perspectives, turn inputs into actions, and uphold trust through integrity.  This role is responsible for engaging key senior level stakeholders within buyside organizations for the...

Location(s): One Canada Square, Canary Wharf, London, E14 5FA, GB Line Of Business: Predictive Analytics OU(EAAS OU) Job Category: Sales & Marketing Experience Level: Experienced Hire At Moody's, we unite the brightest minds to turn today’s risks into tomorrow’s opportunities. We do this by striving to create an inclusive environment where everyone feels welcome to be who they are-with the freedom to exchange ideas, think innovatively, and listen to each other and customers in meaningful ways.  If you are excited about this opportunity but do not meet every single requirement, please apply! You still may be a great fit for this role or other open roles. We are seeking candidates who model our values: invest in every relationship, lead with curiosity, champion diverse perspectives, turn inputs into actions, and uphold trust through integrity.  This role is responsible for engaging key senior level stakeholders within buyside organizations for the...

End Date Monday 24 March 2025 Salary Range £0 - £0 We support flexible working – click here for more information on flexible working options Flexible Working Options Hybrid Working, Job Share Job Description Summary TITLE: Senior Credit Officer (Director) - Trade Finance & Working Capital LOCATION: London HOURS: Full-time WORKING PATTERN: Our work style is hybrid, which involves spending at least two days per week, or 40% of our time, at one of our office sites. An exciting opportunity to join LBG’s CIB Credit team as a Senior Credit Officer playing a leading role in enabling Credit’s support for the Bank’s ambitious Trade & Working Capital growth strategy across core trade, open account trade and structured trade. A proven self-starter, drawing upon a strong trade credit risk background and excellent stakeholder management skills, you will lead the team to be a best-in-class trade & working capital credit team. Job Description Key...

About this role: Wells Fargo is seeking an experienced Senior Capital Markets Middle Office Specialist to join their London Trade Support team, focusing on Cross Asset classes. This role involves supporting Front Office and other Middle Office team members in functions such as rates, FX, Credit, Repo, MCCF, and Treasury activities. Collaboration is key in this position, requiring close interaction with Front Office, Finance, and the US Documentation and Operations/Settlements teams on a daily basis. Responsibilities encompass ensuring timely booking of all activities, conducting trade enrichment as necessary, guaranteeing proper settlement, and aiding in reporting procedures. Furthermore, the role entails daily engagement with Sales, Finance, Compliance, Technology, COO Teams, and various Operations and global Middle Office teams. If you excel in roles that emphasize attention to detail and teamwork, this dynamic opportunity may be the perfect fit for you. In this role, you...

About this role: Are you ready to join a dynamic and evolving global bank? Wells Fargo are seeking a Risk and Controls Framework Financial Crimes Specialist to assist with the coordination and oversight of our regional Financial Crime Risk and Control environment. Providing support to both the Manager and Senior Specialist, activities will include the analysis and preparation of management information, the development of key reports and presentations, providing guidance to stakeholders on their control suite, and keeping abreast of change within a continually developing control environment. You'll collaborate with international and enterprise teams, and act as a key point of contact in region for Financial Crime control related topics. In this role you'll be providing day to day support on all areas of the Risk and Control framework activities assisting with the creation of materials, the assessment of control effectiveness, identifying opportunities to improve the risk and...

Auditor – Conduct & Compliance | S2 | Internal Audit Country: United Kingdom Interested in part-time, job-share or flexible working   ? We want to talk to you! Join our community. As a member of the Internal Audit department, you'll share our passion for adding value to our people, customers, communities, and stakeholders. You’ll be joining a diverse and growing team that provides tangible commercial impact across our entire business. You'll be participating in Audits to assess the control environment and regulatory adherence related to Finance and Market businesses. You'll provide robust independent assurance and challenge on the effectiveness of processes and controls across the bank and having exposure to senior stakeholders across our global organisation. The difference you’ll make: Participating in assurance activities related to Conduct and Compliance Risk such as GDPR, Competition Law, Consumer Duty and Corporate Governance...

About this role: Are you ready to join a dynamic and evolving global bank? We are seeking a Policy and Governance Senior Financial Crimes Specialist to coordinate global and regional policy reviews, prepare and submit key reports, and collaborate with international and enterprise teams. In this role, you'll also act as the secretariat for the regional financial crime governance meeting and develop methodologies for assessing financial crime impacts within the EMEA region. Join the EMEA Financial Crime Risk Management Department's Governance and Strategy team, working across AML, Sanctions, and ABC/ATE (Anti-bribery and Anti-Tax Evasion) risk areas. You'll play a crucial role in supporting the coordination, tracking, and execution of our governance responsibilities. Embark on a rewarding journey with Wells Fargo, where your expertise will help shape the future of global finance. In this role, you will: Engage in strategic planning to ensure a sustainable EMEA Financial...

Are you looking for a career move that will put you at the heart of a global financial institution? Then bring your skills to Citi’s HR Partnership & Delivery team. By Joining Citi, you will become part of a global organisation whose mission is to serve as a trusted partner to our clients by responsibly providing financial services that enable growth and economic progress. Team/Role Overview HR Partnership & Delivery sits at the center of Citi’s HR business solutions. This newly created team's proposition is to provide guidance and coaching to managers on all employee life-cycle processes, solving day to day HR needs for employee by leveraging technology to provide simple and effective employee focused processes. The HR Process & Procedure Specialist role is a seasoned professional role reporting to the Governance & Procedures Manager as part of a team based across Tampa, Belfast and Manilla. The overall objective of the role is to support the...

End Date Tuesday 25 March 2025 Salary Range £0 - £0 We support flexible working – click here for more information on flexible working options Flexible Working Options Hybrid Working, Job Share Job Description Summary . Job Description JOB TITLE: 130547 Assistant Product Manager - Business Transaction Banking LOCATIONS: Birmingham, Bristol, Edinburgh or London HOURS:   Full-Time WORKING PATTERN:   Our work style is hybrid, which involves spending at least two days per week, or 40% of our time, at one of our office sites ADDITIONAL INFORMATION: There are 2 positions available, 1x permanent role and 1x 12 month Fixed Term Contract/internal secondment, which will support the Product Manager in their delivery. About This Opportunity An exciting opportunity has arisen to join the Domestic Payments Product Team within Business Transaction Banking (BTB) as an Assistant Product Manager focusing on Physical Payments. BTB provides a diverse...

End Date Tuesday 25 March 2025 Salary Range £43,803 - £48,670 We support flexible working – click here for more information on flexible working options Flexible Working Options Hybrid Working, Job Share Job Description Summary . Job Description JOB TITLE:  Assistant Finance Manager – Accounts Preparation (12-month FTC) SALARY : £43,803 - £53,537 HOURS:  Full time LOCATION(S):  Edinburgh WORKING PATTERN:  Our work style is hybrid, which involves spending at least two days per week, or 40% of our time, at one of our office sites. About this opportunity We're seeking a meticulous and experienced Accounts Preparation Specialist to join our finance team on a 12-month fixed term contract. This role sits within the Commercial Banking Financial Control and Reporting team within Group Finance Support (GFS), who are responsible for financial control activity for the Commercial Banking division (CB) such as income recognition, reconciliation...

End Date Thursday 20 March 2025 Salary Range £65,385 - £72,650 We support flexible working – click here for more information on flexible working options Flexible Working Options Hybrid Working, Job Share Job Description Summary . Job Description JOB TITLE:Risk Manager, Financial Promotions & CMA, Salary: £62,874 to £69,860 LOCATION(S): Bristol, Cardiff, Birmingham Edinburgh, Leeds, Halifax HOURS: Full time WORKING PATTERN: Our work style is hybrid, which involves spending two days per week, or 40% of our time at one of our Risk Hubs. About this opportunity: We’re on an exciting journey and there couldn’t be a better time to join us. We’re putting in place a fresh operating model for non-financial risk management across the Group, empowering our people to take end-to-end accountability for managing the risks that they face! This means that across the Group, we’re changing how we do risk management, and in...

End Date Thursday 20 March 2025 Salary Range £0 - £0 We support flexible working – click here for more information on flexible working options Flexible Working Options Flexibility in when hours are worked, Hybrid Working, Job Share Job Description Summary . Job Description JOB TITLE: Product Manager, Lending & Working Capital Invoice Finance Product LOCATION: Jellicoe House, Southampton & Banbury Brookhill Way SALARY: £76,464 to £84,960 HOURS: Full Time WORKING PATTERN: Our work style is hybrid, which involves spending at least two days per week, or 40% of our time, in one our offices. About this opportunity We currently have an exciting opportunity for a Product Manager to join our engaging and collaborative Invoice Finance Product Team. We have a clear purpose and role in Helping Britain Prosper, funding businesses working capital to support our clients drive, growth and risk management whilst delivering on our lending...

About this role: Are you ready to embark on a career journey with a rapidly growing bank? Join our CIB Front Line Communication Surveillance Team as we are seeking an Electronic Communication Surveillance Specialist - Lead Business Accountability Specialist In this role, you will be responsible for the Level 2 monitoring and analysing electronic communications to detect any potential compliance risks or violations of international policies and regulations. This role plays a critical part in ensure the integrity of the firm's communications and adherence to regulatory requirements across the EMEA region. Reporting directly to the Head of CIB Communication Surveillance, you'll collaborate closely with key business stakeholders within Front Line, Compliance, Legal and Technology. Our work environment is characterised by dynamism and inclusivity, making it the perfect place for driven professionals looking to advance their careers. Join us in ensuring the integrity and compliance...

Location(s): One Canada Square, Canary Wharf, London, E14 5FA, GB Line Of Business: Know Your Customer OU(KYC OU) Job Category: Sales & Marketing Experience Level: Experienced Hire At Moody's, we unite the brightest minds to turn today’s risks into tomorrow’s opportunities. We do this by striving to create an inclusive environment where everyone feels welcome to be who they are-with the freedom to exchange ideas, think innovatively, and listen to each other and customers in meaningful ways.  If you are excited about this opportunity but do not meet every single requirement, please apply! You still may be a great fit for this role or other open roles. We are seeking candidates who model our values: invest in every relationship, lead with curiosity, champion diverse perspectives, turn inputs into actions, and uphold trust through integrity.  The internal title for this position is Associate Director Sales Representative. This role is responsible for...

Location(s): One Canada Square, Canary Wharf, London, E14 5FA, GB Line Of Business: Know Your Customer OU(KYC OU) Job Category: Sales & Marketing Experience Level: Experienced Hire At Moody's, we unite the brightest minds to turn today’s risks into tomorrow’s opportunities. We do this by striving to create an inclusive environment where everyone feels welcome to be who they are-with the freedom to exchange ideas, think innovatively, and listen to each other and customers in meaningful ways.  If you are excited about this opportunity but do not meet every single requirement, please apply! You still may be a great fit for this role or other open roles. We are seeking candidates who model our values: invest in every relationship, lead with curiosity, champion diverse perspectives, turn inputs into actions, and uphold trust through integrity.  The internal title for this position is Assistant Director Sales Representative. This role is responsible for...

Developer Enablement Specialist Role Profile Are you passionate about making developers' lives easier, faster, and more fulfilling? Do you dream of streamlining workflows, squashing bugs, and fuelling innovation? We are on a mission to supercharge our engineering culture by building a world-class Developer community that is the envy of the industry! In this role, you will be joining us in the Developer Success Team as a Developer Enablement Specialist . This team serves as a front door to the Engineering Excellence & Productivity engineers, operations teams, and compliance teams with the key focus of enabling our DevOps teams accelerate new software or new features to production. Some key activities include: Ensuring all central requirements and changes are supported via aligned EXP squads. Using our EXP squads, the team will either explicitly implement the technical change required or lead CT coordinated efforts where there are multiple capability...