8 legal jobs found in London

Purpose of the role The Senior Associate is part of the Core Compliance team and reports to the Head of Core Compliance. The team carries out activities including control design and execution, managing regulatory reports and notifications, preparation of management information (MI) and training materials, and is responsible for policy adherence and assessment. The role is based in the London office. Compliance in LCH Ltd The Compliance department is organised into two teams, the Regulatory Advisors and Core Compliance, under the Chief Compliance Officer who reports into the CEO of LCH Ltd. There is a functional reporting line into the Group Chief Compliance Officer. Compliance is responsible for ensuring that the business can operate and develop within regulatory framework. The function manages LCH’s relationships with its regulators. This includes overseeing compliance with reporting requirements; managing new licence and product applications; and conducting periodic...

The Enterprise Regulatory Engagement Team (“ERET”) is dedicated to cultivating strong relationships with regulatory agencies globally and providing oversight of engagement activities. This involves direct and proactive communication with agencies’ senior personnel and staff examiners concerning key supervisory initiatives, as well as promptly informing agencies of relevant matters. The team is responsible for managing all aspects of ongoing supervision and regulatory examinations, which includes coordinating internal stakeholders, preparing for regulatory visits, managing information requests, and facilitating constructive dialogue during the examination process. ERET leverages subject matter expertise to establish and execute Citi’s regulatory strategy, providing ongoing advisory and communicating regulatory themes and emerging issues to Senior Management, the Executive Management Team, and the Board of Directors. Role Summary: The Technology Regulatory Engagement Advisory...

Commercial Lawyer Division: Legal Division Department: Prudential, Governance and Operations Salary: National (Edinburgh and Leeds) ranging from £52,000 to £62,900 and London from £55,000 to £67,000 (salary offered will be based on skills and experience) This role is graded as: Associate - level 8 - Practising legal Your external recruitment contact is Raimonda via [email protected] Your internal recruitment contact is Fizah via [email protected] Applications must be submitted through our online portal. Applications sent via social media or email will not be accepted. About the FCA and team  We regulate financial services firms in the UK, to keep financial markets fair, thriving and effective. By joining us, you’ll play a key part in protecting consumers, driving economic growth and shaping the future of UK finance services.  This is an exciting time to join the FCA as we transform to become a smarter regulator, being more...

Payment Services Compliance Specialist Division: Supervision, Policy & Competition (SPC) Department: Market Interventions - Payments & Digital Assets Salary: National (Edinburgh and Leeds) ranging from £74,900 to £95,000 and London £82,300 to £95,000 (salary offered will be based on skills and experience)  This role is graded as: Technical Specialist – Regulatory Your external recruitment contact is Steve Christopher via [email protected] . Your internal recruitment contact is Jennifer Wishart via [email protected] . Applications must be submitted through our online portal. Applications sent via social media or email will not be accepted.  About the FCA and Team We regulate financial services firms in the UK, to keep financial markets fair, thriving and effective. By joining us, you’ll play a key part in protecting consumers, driving economic growth and shaping the future of UK finance services.   SPC...

Job Title: Forensic Accountant Investigator Department: Wholesale and Unauthorised Business Investigations Division: Enforcement and Market Oversight (EMO) Salary: National (Edinburgh and Leeds) ranging from £43,100 to £57,000 and London £47,300 to £63,000 (salary offered will be based on skills and experience)  This role is graded as: Associate – Level 8 – Regulatory Your recruitment contact is Riley Fox via [email protected] . Applications must be submitted through our online portal. Applications sent via social media or email will not be accepted.  About the FCA and team We regulate financial services firms in the UK, to keep financial markets fair, thriving and effective. By joining us, you’ll play a key part in protecting consumers, driving economic growth and shaping the future of UK finance services.    Enforcement & Market Oversight (EMO) is responsible for the FCA’s responsibilities for market monitoring, delivery of the...

Role/Team Overview Citi’s Strategic Equity Solutions (“SES”) Advisory business partners with leading alternative asset managers to develop and execute strategic capital and liquidity solutions across the private markets ecosystem. Working with sponsors across private equity, infrastructure, private credit and real estate, the Advisory team originates, structures and executes a broad range of transactions, including continuation vehicles,  preferred equity investments and other bespoke strategic capital solutions. We are seeking an experienced Analyst or Associate to join our Advisory team. This individual will work closely with senior bankers and clients throughout the lifecycle of complex transactions while helping expand one of Citi’s fastest-growing advisory businesses.   As a lean, entrepreneurial team within Citi’s global Investment Banking and Markets platform, professionals are given early responsibility, direct client exposure and the opportunity to...

The Regulatory Compliance Senior Associate is part of the Regulatory Advisory team, who act as the primary channel for communication between our businesses and the regulators, handling applications in relation to new product initiatives as well as managing review and information requests arriving from the regulators.  They are also the first point of contact when a business seeks advice about the interpretation of current or forthcoming regulations. The Regulatory Compliance Senior Associate will report to the Senior Regulatory Advisor and provide support across the team with business initiatives, regulatory requests, managing trackers information management.  The role is based in the London office.   Compliance in LCH Ltd The Compliance department is organised into two teams, the Regulatory Advisors and Core Compliance, under the Chief Compliance Officer who reports into the CEO of LCH Ltd.  There is a functional reporting line into the Group Chief Compliance Officer....

Assistant Company Secretary (Manager), Company Secretariat (Fixed Term Contract) Our Team The Company Secretariat supports the Boards of London Stock Exchange Group plc (“LSEG plc”) and its 300 subsidiaries (the “Group”), advising on corporate governance matters and companies’ laws globally. The team is responsible for the Group’s corporate governance agenda, ensuring group companies meet the governance requirements set out in legislation and relevant guidance. Working with colleagues in Compliance, Finance, HR, Legal, Risk and Tax, the team ensures that the Group follows local companies’ laws and statutory filing requirements. The team proactively provides both operational day-to-day advice and guidance as well as leading the implementation of good corporate governance standards to ensure compliance with relevant legislation, regulatory requirements including requirements applicable to LSEG as a listed company, governance guidelines and the effective delivery of the Company...