13 risk jobs found in London

About this role: At Wells Fargo, a global and award-winning bank, we are seeking an experienced professional to join our Compliance and Operational Risk Department as the lead coverage for the Technology Function which supports the international business activities. This role is for a senior leader based in the United Kingdom, responsible for the provision and oversight of compliance and operational risk management for Technology as a Function. You will act as a subject matter expert on relevant regulations and associated operational risks applicable to Technology, ensuring advice is proactively provided and risks (including emerging risks) are identified and appropriately managed. The role will require the individual to work closely with colleagues and counterparts in the US as part of a global team, leveraging the expertise and depth of resource of our global partners. Exceptional and proven subject matter expertise of the complex and diverse risks associated with...

About this role: Wells Fargo is seeking a dynamic and pragmatic Lead Compliance & Operational Risk Officer (Vice President) to join the International Legal Entity Compliance & Operational Risk team. The role provides exposure to various team activities and opportunity to drive execution front-to-end across the pillars of activities including but not limited to: Governance, Reporting, and Initiatives Operational Risk and Compliance Program Policy and Frameworks execution Execute from a global perspective ensuring appropriate consideration of the legal entities and lines of business across EMEA, APAC, Canada and Latin America This role is based in London and will report functionally to the International Legal Entity Compliance & Operational Risk - Program, Governance and Reporting Senior Manager. As a part of Wells Fargo's second line of defense and Independent Risk Management team, covers jobs responsible for establishing, implementing, and maintaining risk...

About this role: Wells Fargo is seeking an experienced dynamic and pragmatic Senior Compliance & Operational Risk Specialist (Senior Assistant Vice President) to join the International Horizontal Aligned Compliance and Operational Risk (HACOR) team. Based in United Kingdom or Ireland, the role provides independent oversight, challenge and advisory support on International Transaction Processing & Execution and Fraud horizontal risks in relation to compliance and operational risk matters. International scope includes Wells Fargo EMEA, APAC, and Americas legal entities and related compliance / operational risk requirements. The role operates within a highly matrixed global environment requiring close engagement with relevant Enterprise Risk Type and Operational Risk Business Oversight (ORBO) teams, regional and enterprise front-line teams, International Business Aligned Compliance and Operational Risk (BACOR) and Legal Entity Compliance and Operational Risk (LECOR) teams....

About this role: Wells Fargo is seeking an experienced dynamic and pragmatic Lead Compliance & Operational Risk Officer (Vice President) to join the International Horizontal Aligned Compliance and Operational Risk (HACOR) team. Based in Ireland or United Kingdom , the role provides independent oversight, challenge and advisory support on International Third Party and Change Management horizontal risks in relation to compliance and operational risk matters. International scope includes Wells Fargo EMEA, APAC, and Americas legal entities and related compliance / operational risk requirements. The role operates within a highly matrixed global environment requiring close engagement with relevant Enterprise Risk Type and Operational Risk Business Oversight (ORBO) teams, regional and enterprise front-line teams, International Business Aligned Compliance and Operational Risk (BACOR) and Legal Entity Compliance and Operational Risk (LECOR) teams. As a part of Wells Fargo's second...

IT Sourcing Specialist Division: Operation Department: Procurement Salary: National (Edinburgh and Leeds) ranging from £39,100 to £42,000 and London from £41,600 to £45,000 (salary offered will be based on skills and experience) This role is graded as: Associate - Level 8 - Corporate Your external recruitment contact is Raimonda via [email protected] . Your internal recruitment contact is Fizah via [email protected] Applications must be submitted through our online portal. Applications sent via social media or email will not be accepted. About the FCA and team  We regulate financial services firms in the UK, to keep financial markets fair, thriving and effective. By joining us, you’ll play a key part in protecting consumers, driving economic growth and shaping the future of UK finance services.  Operations provides the platform and tools to enable the organisation to deliver on its statutory objectives. We work...

Citi is seeking a Director, Custody Sanctions Product Management to build and lead a best-in-class sanctions product function within its global Custody business. In this high-profile role, you will own the end-to-end sanctions product strategy, control framework, operating model, and governance globally — acting as the definitive Custody authority on all sanctions matters. Sitting at the intersection of product management, regulatory compliance, and operational risk, this position offers the opportunity to shape sanctions capability at scale across one of the world's leading custodian banks. Responsibilities Define and drive the long-term sanctions product strategy for Citi's Custody business, ensuring architecture and technology remain policy compliant, operationally efficient, and commercially aligned. Own the Target Operating Model and Target Architecture, directing technology investment to meet business, regulatory, and client requirements across global markets....

Role Introduction / Overview: This is a Senior Vice President - Senior Lead Counsel position within Markets Legal, specifically supporting Spread Products - Sales and Trading based in London. The term "Spread Products" at Citi refers to the business known as "Credit Trading" at many other firms, with legal coverage separated between Sales & Trading and Financing & Securitization. This role is responsible for providing expert legal guidance and thought leadership to the business. The overall objective of this role is to provide critical legal support, advice, and guidance, ensuring the firm's adherence to all relevant laws and regulations . This role requires a pragmatic, proactive attorney with thorough understanding of the Markets business, combined with a solid conceptual / practical grounding in the laws and regulations for the geographies in which we operate. Provides input into strategic decisions, exercising sound legal judgement to develop...

At Citi, you’ll have the opportunity to expand your skills and experience and make a difference at one of the world’s most global banks.  We’re fully committed to supporting your growth and development with extensive on-the-job training and exposure to senior leaders, as well as more traditional learning.  The Commercial Real Estate Senior Underwriter is a strategic professional who owns the underwriting, deal execution and portfolio management activities for its assigned client relationships within the Global Commercial Real Estate Clients team, focused on providing competitive commercial real estate financing solutions to Ultra High Net Worth and Family Office clients of our Wealth division across UK/Europe as well as globally. Responsibilities: Work closely with senior underwriters and loan originators in the initial assessment and structuring of credit opportunities Conduct comprehensive financial analysis of commercial real estate assets (e.g., office, industrial,...

Assistant Company Secretary (Manager), Company Secretariat (Fixed Term Contract) Our Team The Company Secretariat supports the Boards of London Stock Exchange Group plc (“LSEG plc”) and its 300 subsidiaries (the “Group”), advising on corporate governance matters and companies’ laws globally. The team is responsible for the Group’s corporate governance agenda, ensuring group companies meet the governance requirements set out in legislation and relevant guidance. Working with colleagues in Compliance, Finance, HR, Legal, Risk and Tax, the team ensures that the Group follows local companies’ laws and statutory filing requirements. The team proactively provides both operational day-to-day advice and guidance as well as leading the implementation of good corporate governance standards to ensure compliance with relevant legislation, regulatory requirements including requirements applicable to LSEG as a listed company, governance guidelines and the effective delivery of the Company...

Role Introduction / Overview: This is a Senior Vice President - Senior Lead Counsel position within Markets Legal, specifically supporting Spread Products - Sales and Trading based in London. The term "Spread Products" at Citi refers to the business known as "Credit Trading" at many other firms, with legal coverage separated between Sales & Trading and Financing & Securitization. This role is responsible for providing expert legal guidance and thought leadership to the business. The overall objective of this role is to provide critical legal support, advice, and guidance, ensuring the firm's adherence to all relevant laws and regulations . This role requires a pragmatic, proactive attorney with thorough understanding of the Markets business, combined with a solid conceptual / practical grounding in the laws and regulations for the geographies in which we operate. Provides input into strategic decisions, exercising sound legal judgement to develop...

Wells Fargo Corporate & Investment Banking delivers a comprehensive suite of capital markets, banking, and financial products and services. A trusted partner to our clients, we provide corporate and transactional banking, commercial real estate lending and servicing, investment banking, equity and fixed income solutions including sales, trading, and research capabilities to corporate, commercial real estate, government, and institutional clients across the globe. Commercial Real Estate (CRE) Delivers a comprehensive platform of financing and banking products for experienced commercial real estate clients, including balance sheet lending, CMBS origination and distribution, loan warehousing, agency financing for multifamily properties, and debt and equity capital for affordable housing. About this role: As a core member of the deal team, the Commercial Real Estate Vice President is responsible for underwriting, executing, and actively managing a diversified CRE portfolio...

Job title: Senior Fraud Policy Associate Division: Supervision, Policy and Competition Department: Office for Professional Body Anti-Money Laundering Supervision & Fraud & Financial Crime Salary: National (Edinburgh and Leeds) ranging from £53,800 to £68,000 and London £59,200 to £75,000 per annum (Salary offered will be based on skills and experience) This role is graded as: Senior Associate, Regulatory Your external recruitment contact is Shafika via [email protected]   Your internal recruitment contact is Isabelle via [email protected] Applications must be submitted through our online portal. Applications sent via social media or email will not be accepted. About the FCA and team  We regulate financial services firms in the UK, to keep financial markets fair, thriving and effective. By joining us, you’ll play a key part in protecting consumers, driving economic growth, and shaping the future of UK finance...

Job Title: Manager Consumer Contracts Team Division: Supervision, Policy & Competition (SPC) Department: Cross-Cutting Response, Research & Contracts Salary: National (Edinburgh and Leeds) ranging from £74,900 to £103,033 and London £82,300 to £113,300 (salary offered will be based on skills and experience)  This role is graded as: Manager – Regulatory Your external recruitment contact is Steve Christopher via [email protected] . Your internal recruitment contact is Katherine Whipps via [email protected] . Applications must be submitted through our online portal. Applications sent via social media or email will not be accepted.  About the FCA and team We regulate financial services firms in the UK, to keep financial markets fair, thriving and effective. By joining us, you’ll play a key part in protecting consumers, driving economic growth and shaping the future of financial services in the UK.   SPC oversees...