9 jobs found in London

Senior Associate – Freedom of Information Appeals Division – Communications    Department – Internal Communications, External Affairs & Public Information Team – Information Disclosure Salary: National (Edinburgh and Leeds) ranging from £43,300 to £60,000 and London from £46,400 to £64,000 (salary offered will be based on skills and experience) This role is graded as: Senior Associate – Corporate Your external recruitment contact is Raimonda via [email protected] Your internal recruitment contact is Fizah via [email protected] Applications must be submitted through our online portal. Applications sent via social media or email will not be accepted.  About the FCA and team  We regulate financial services firms in the UK, to keep financial markets fair, thriving and effective. By joining us, you’ll play a key part in protecting consumers, driving economic growth and shaping the future of UK finance services.  In...

Job Title: Enforcement Investigator Division: Enforcement & Market Oversight Department : Retail and Regulatory Investigations Salary: National (Edinburgh and Leeds) ranging from £47,200 to £62,900 and London from £50,300 to £67,000 (salary offered will be based on skills and experience) This role is graded as: Associate – Level 8 - Practising Legal For Internal candidates, your recruitment contact is Rhianna via [email protected] For External candidates, your recruitment contact is Riley via [email protected] . Applications must be submitted through our online portal. Applications sent via social media or email will not be accepted. About the FCA and team   We regulate financial services firms in the UK, to keep financial markets fair, thriving and effective. By joining us, you’ll play a key part in protecting consumers, driving economic growth, and shaping the future of UK finance services.   Enforcement & Market...

D ata Security Assurance Lead Division: Operations Department: Cyber and Information Resilience Salary: National (Edinburgh and Leeds) ranging from £57,000 to £77,000 and London from £63,000 to £85,000. (Salary offered will be based on skills and experience) This role is graded as: Lead Associate, Regulatory Your external recruitment contact is Raimonda via [email protected] Your internal recruitment contact is Fizah via [email protected] Applications must be submitted through our online portal. Applications sent via social media or email will not be accepted. About the FCA and team  We regulate financial services firms in the UK, to keep financial markets fair, thriving and effective. By joining us, you’ll play a key part in protecting consumers, driving economic growth and shaping the future of UK finance services.  Cyber and Information Resilience (C&IR) is responsible for the management of cyber security at the FCA....

Purpose of the role The Senior Associate is part of the Core Compliance team and reports to the Head of Core Compliance. The team carries out activities including control design and execution, managing regulatory reports and notifications, preparation of management information (MI) and training materials, and is responsible for policy adherence and assessment. The role is based in the London office. Compliance in LCH Ltd The Compliance department is organised into two teams, the Regulatory Advisors and Core Compliance, under the Chief Compliance Officer who reports into the CEO of LCH Ltd. There is a functional reporting line into the Group Chief Compliance Officer. Compliance is responsible for ensuring that the business can operate and develop within regulatory framework. The function manages LCH’s relationships with its regulators. This includes overseeing compliance with reporting requirements; managing new licence and product applications; and conducting periodic...

Commercial Lawyer Division: Legal Division Department: Prudential, Governance and Operations Salary: National (Edinburgh and Leeds) ranging from £52,000 to £62,900 and London from £55,000 to £67,000 (salary offered will be based on skills and experience) This role is graded as: Associate - level 8 - Practising legal Your external recruitment contact is Raimonda via [email protected] Your internal recruitment contact is Fizah via [email protected] Applications must be submitted through our online portal. Applications sent via social media or email will not be accepted. About the FCA and team  We regulate financial services firms in the UK, to keep financial markets fair, thriving and effective. By joining us, you’ll play a key part in protecting consumers, driving economic growth and shaping the future of UK finance services.  This is an exciting time to join the FCA as we transform to become a smarter regulator, being more...

Assistant Company Secretary (Manager), Company Secretariat (Fixed Term Contract) Our Team The Company Secretariat supports the Boards of London Stock Exchange Group plc (“LSEG plc”) and its 300 subsidiaries (the “Group”), advising on corporate governance matters and companies’ laws globally. The team is responsible for the Group’s corporate governance agenda, ensuring group companies meet the governance requirements set out in legislation and relevant guidance. Working with colleagues in Compliance, Finance, HR, Legal, Risk and Tax, the team ensures that the Group follows local companies’ laws and statutory filing requirements. The team proactively provides both operational day-to-day advice and guidance as well as leading the implementation of good corporate governance standards to ensure compliance with relevant legislation, regulatory requirements including requirements applicable to LSEG as a listed company, governance guidelines and the effective delivery of the Company...

About this role: At Wells Fargo, a global and award-winning bank, we are seeking an experienced professional to join our Compliance and Operational Risk Department as the lead coverage for the Technology Function which supports the international business activities. This role is for a senior leader based in the United Kingdom, responsible for the provision and oversight of compliance and operational risk management for Technology as a Function. You will act as a subject matter expert on relevant regulations and associated operational risks applicable to Technology, ensuring advice is proactively provided and risks (including emerging risks) are identified and appropriately managed. The role will require the individual to work closely with colleagues and counterparts in the US as part of a global team, leveraging the expertise and depth of resource of our global partners. Exceptional and proven subject matter expertise of the complex and diverse risks associated with...

About this role: Wells Fargo is seeking a Senior Counsel to be based in London, as part of the global Banking team. In this role, you will: Be part of the Banking team supporting Wells Fargo's business in EMEA and APAC. The Banking team in region actively supports lending, capital markets, trade and receivables products and payment services & treasury management based in EMEA and in APAC. This role will focus primarily on supporting the general banking and finance work in the team, including asset-based lending and receivables and trade financing. As part of this support, the candidate will work closely with certain commercial banking lines of business in structuring and documenting transactions with clients. The candidate will also work closely, and build relationships, with outside law firm partners, and focus on supporting both the business in region today, as well as helping to enable future structural and product adjacencies to drive growth. The candidate should...

About this role: Wells Fargo is seeking an experienced dynamic and pragmatic Senior Compliance & Operational Risk Specialist (Senior Assistant Vice President) to join the International Horizontal Aligned Compliance and Operational Risk (HACOR) team. Based in United Kingdom or Ireland, the role provides independent oversight, challenge and advisory support on International Transaction Processing & Execution and Fraud horizontal risks in relation to compliance and operational risk matters. International scope includes Wells Fargo EMEA, APAC, and Americas legal entities and related compliance / operational risk requirements. The role operates within a highly matrixed global environment requiring close engagement with relevant Enterprise Risk Type and Operational Risk Business Oversight (ORBO) teams, regional and enterprise front-line teams, International Business Aligned Compliance and Operational Risk (BACOR) and Legal Entity Compliance and Operational Risk (LECOR) teams....